Securities Compliance Advisors, LLC is a leading regulatory consulting firm providing compliance and registration products and services to broker/dealers, investment advisers, family offices, hedge funds and private equity funds.
SCA provides a broad range of compliance and regulatory services to the broker/dealer community. Our clients have found that outsourcing certain aspects of their compliance functions is a cost effective strategy that provides access to qualified experts when needed.
SCA provides compliance and regulatory services to investment advisers. Investment adviser regulation has undergone major changes over the past few years. It continues to be a challenge to keep up with all of the SEC and state regulations and interpretations.
SCA provides compliance and regulatory services to hedge funds, private equity funds, real estate funds and venture capital funds. Our experts stay current on the changes under Dodd-Frank impacting registration and compliance requirements for private funds.