FinOp & FOCUS Consulting
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SCA's FinOp Consulting Service is focused on providing relief to the Financial and Operations Principal who may wear several hats and/or has limited practical experience. The time consuming process of preparing monthly financial statements, net capital computations and filing monthly and/or quarterly FOCUS Reports can significantly reduce time available for revenue producing or compliance activities. Furthermore, the FinOp must stay current on any rule changes or new interpretations that may affect a Firm's net capital position and ultimately its ability to conduct certain types of securities business.

 SCA's FinOp Consulting Services include the following: 

	Full general ledger function
	Review financial statements, prepare net capital computation and file FOCUS report
	Participate in annual financial audit and NASD/SEC examination
	Advise clients regarding changes in the Financial Responsibility Rules
	Advise clients as to the net capital impact of proposed transactions
	Assist firms in locating a qualified Financial and Operations Principal