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Barry Hollander | JD | Senior Consultant, NYC
Mr. Hollander provides both adviser and broker-dealer compliance
solutions to SCA clients. Due to his experience in the hedge fund
industry, Mr. Hollander is acutely aware of the needs of investment
managers and has the expertise to tailor policies and procedures to
the specific requirements of those managers.
Mr. Hollander has:
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developed
comprehensive, customized compliance programs and trained
compliance officers in their implementation
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integrated his
accounting background to consult with clients on internal
controls and advises clients on identification of conflicts of
interest and risk management
conducted annual reviews and mock audits
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consulted in the area
of electronic communications and has advised SCA clients on the
implementation of policies and procedures to comply with current
NASD and SEC Rules
Mr. Hollander received his B.S. Summa
Cum Laude in Accounting from Brooklyn
College and law degree from Fordham
University School of Law.
In the course of his professional
career, Mr. Hollander held positions
which include:
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Public Accountant
specializing in tax planning and strategy.
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Co-Manager of a real
estate limited partnership
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CFO and CCO of an SEC
registered hedge fund adviser, where he instituted and
implemented policies and procedures for compliance with SEC
rules for registered hedge funds
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