Compliance Launch Program
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SCA has developed a compliance program specific to Hedge Fund Managers who are not required to register with the SEC. This program is designed to address the need for internal controls and risk management processes in a manner that is less burdensome from a resource standpoint than a full SEC compliance program while still achieving the primary benefits of such a program.

The benefits of such a program include:

	A higher degree of confidence that the Manager is meeting its fiduciary responsibilities to investors and complying with regulatory requirements to which all Hedge Fund Managers are subjected;
	Reduced risk that the Manager will become the subject of a regulatory or investor legal proceeding and suffer the reputational damage that follows such actions;
	Provide additional assurances to potential investors;
	Substantially reduce the time and expense necessary to comply with SEC requirements, should the Manager be required to register in the future.

Our programs are customized based upon the size, nature and complexity of the organization, its strategies and resources, as well as the objectives of the funds being managed.

The following areas are generally addressed:
 

	Management and Internal Trading Controls
	Responsibilities to Investors
	Valuation of Portfolios
	Risk Monitoring
	Regulatory Controls
	Brokerage Practices
	Business Continuity and Disaster Recovery
	AML Practices

       
We also provide an inspection program for unregistered Hedge Fund Managers. Click here for more information.