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Securities Compliance Advisors, LLC

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Investment Adviser - Advertising | Performance Review

The SEC and other regulators are placing increased focus on marketing and performance information, including preparation, reporting and footnoting. SCA will review your advertising and performance presentations including your website and performance data and make recommendations for proper and appropriate procedures and disclosures.


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Contact SCA at: (866) 526-3555
Office Locations:
East Coast: New York, NY • West Coast: Santa Fe, NM • South: New Orleans, LA • Midwest: Oklahoma City, OKbottmbg
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