Cheryl K. Young, CRCP, CPA | President | Managing Director
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Cheryl K. Young is President and Founder of Securities Compliance Advisors, LLC. Ms. Young is a graduate of the NASD Institute-Wharton School Program for Certified Compliance and Regulatory Professionals (CRCP). She is one of only a handful of consultants to complete this rigorous 120-hour program for compliance professionals. She is also a Certified Public Accountant. Her professional career in the securities industry spans over twenty five years.   For the past thirteen years she has been a regulatory consultant to Broker/Dealers and Investment Advisers located throughout the U.S. and internationally.

Her investment adviser clients include multi-national financial services companies, hedge fund managers, advisers to institutions and high net worth clients, advisers to mutual funds and retail-focused advisers. Her broker/dealer clients cover a broad range of activities including general securities, investment company products, public finance, institutional equity, mergers & acquisitions, private placements, international securities, research, and investment banking.

Her prior industry positions include Chief Financial Officer, Chief Compliance Officer and VP of Corporate Finance.

Professional Designations

	Certified Regulatory and Compliance Professional
	Certified Public Accountant

Memberships

	National Society of Compliance Professionals
	Litigation Support Committee of the OSCPA (past member)
	Continuing Professional Education Committee of OSCPA (past member)

NASD Licenses

	Financial and Operations Principal (S27)
	General Securities Principal (S24)
	General Securities Representative (S7)
	Uniform Securities Agent State Law Exam (S63)

About the CRCP Program
The NASD Institute for Professional Development was created to provide quality educational programs for financial services industry professionals and regulators and to enhance understanding between the industry and its regulators. Among its programs is the NASD Institute at Wharton Certificate Program. A candidate is required to complete 120 Credit Hours within a 3 year period.

A candidate who successfully completes all Phases within a three-year time frame will be designated as a Certified Regulatory and Compliance Professional (CRCP) by the NASD Institute and Wharton.