Securities Compliance Adivsors, LLC    

 
Regulatory Compliance
Regulatory Compliance

 
Home Page
Compliance Consulting
Management Staff

  CHERYL K. YOUNG

  BARRY HOLLANDER

V. KEITH QUINTON

DAVID A. MCBRIDE

Regulatory Resources
Regulatory Links
Contact SCA
 

 

Site Map

David McBride      

David A. McBride | Senior Consultant
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -  

David McBride is a Director of Securities Compliance Advisors, LLC.


Mr. McBride is responsible for overseeing and managing all Broker Dealer, Investment Adviser and agent registrations for our clients. He has received extensive experience and training on the use of the WebCRD and WebIARD registration databases. His expertise also includes state registrations of broker dealers, Investment Advisers and individuals.

Mr. McBride’s experience also includes conducting branch and AML audits for SCA’s broker dealer clients.

His previous experience includes database management and administration, computer networking and software implementation for an international technology related company and web design consulting for companies in the financial services industry.

Mr. McBride also oversees SCA's technology department including web design, networking and other technology related issues for our clients.

 

 

© 2006 Securities Compliance Advisors, LLC. All rights reserved.
By Using This Site You Agree To Its Terms & Conditions  & Privacy Statement.