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IARD Administration
Electronic Filing Service
As part of its comprehensive Investment
Adviser Program, SCA provides a complete
IARD filing service including:
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The initial Form
ADV Part I
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Amendments to Part I |
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State Notice Filings |
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State Registrations for State Advisers
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Annual
Amendments |
IARD
Agent Registration
SCA provides Investment Adviser Rep services
including:
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Initial U-4 onto IARD
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Adviser Rep transitions onto IARD
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U-4 updating
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Complete U-5 processing .
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