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  Investment Adviser > Sample IA Contracts

Sample Investment Advisory Contracts
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SCA Sample Investment Advisory Contracts cover discretionary and non-discretionary portfolio management and financial planning services. Contracts include affiliated brokerage, services and fees, discretionary brokerage, ERISA bonding, Bailey-directed brokerage, soft dollars, conflicts of interest, and proxy voting. We also offer a sample Solicitor's Agreement and Solicitor’s Disclosure Document.

 

 

 

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