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 Hedge Fund > Hedge Fund Adviser Registration

Hedge Fund Adviser Registration
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SCA consultants are experienced in working with SEC registered Hedge Fund Managers and those managers that are now required to register under newly adopted rule 203(b)(3)-2 of the Investment Advisers Act.

For unregistered Hedge Fund Managers we offer the following registration services:

Conduct an assessment of the Manager’s current compliance infrastructure which includes an assessment of conflicts of interest and other risks that may affect the firm or its investors

Add or modify current processes as necessary to create a compliance program that meets the requirements of the SEC Compliance Program Rule. The program includes a customized written compliance manual, code of ethics and related forms and checklists

Prepare the ADV Part I which is filed with the SEC and ADV Part II which is the document delivered to investors and separate account clients

File the ADV Part I no later than December 16, 2005

SCA offers a full range of post registration services for Hedge Fund Managers. Click here for more information.

 

 

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