Hedge Fund Adviser
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SCA consultants
are experienced in working with SEC registered Hedge Fund Managers
and those managers that are now required to register under newly
adopted rule 203(b)(3)-2 of the Investment Advisers Act.
For unregistered
Hedge Fund Managers we offer the following
registration services:
Conduct an assessment of the Manager’s current compliance
infrastructure which includes an assessment of conflicts of
interest and other risks that may affect the firm or its
investors
Add or
modify current processes as necessary to create a compliance
program that meets the requirements of the SEC Compliance
Program Rule. The program includes a customized written
compliance manual, code of ethics and related forms and
checklists
Prepare the ADV Part I which is filed with the SEC and ADV Part
II which is the document delivered to investors and separate
account clients
File the ADV Part I no later than December 16,
2005
SCA offers a full range of post
registration services for Hedge Fund Managers.
Click here for more information.