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Off-Site Compliance Review - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - SCA offers an off-site compliance review of the following:
Compliance policies and procedures
Form ADV Part II
Investment management agreements
Code of ethics
Results of annual review of compliance program
Risk assessment
Marketing and performance material
Contracts and agreements with third parties
For Hedge Fund managers the review also includes:
Private Placement Memoranda
Subscription Agreements
Other offering documents
Due Diligence Questionnaires
Presentation brochures
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