Training
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We provide training in person and via web-cast. The following are examples of training areas for Investment Advisers. We will customize programs to meet your firm's particular needs. 

	Registration Training including lARD
	Supervision
	Privacy Policy
	Best Execution Monitoring
	Advertising Including Performance Reporting
	Trading Practices
	Conflicts of Interest
	Insider Trading
	Books and Records Requirements for Investment Advisers
	Training for Compliance Staff
	Business Recovery Planning
	Mutual Fund and Variable Product Issues
	New SEC initiatives - Proxy Voting, Custody, Hedge Fund Sweeps
	Hedge Fund Regulation & Compliance
	Investment Advisory Contracts
	Anti-Money Laundering Requirements for Hedge Funds and Investment Advisers
	Maximizing Your Understanding of the Advisers Act

Our training allows you to train staff quickly, efficiently and cost-effectively; minimize your regulatory risk; learn practical methods to satisfy regulatory and compliance requirements and focus your training on specific topics.