V. Keith Quinton | JD | CPA | Senior Consultant
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Mr. Quinton is a Senior Consultant of SCA where he provides compliance solutions to the firm’s broker-dealer and adviser clients. His industry positions as general counsel, CFO and CCO have provided him with the insight and expertise to provide SCA’s clients with solid practical advice.
Mr. Quinton’s work with SCA includes:

• Complete FinOp Services

• Mock regulatory audits

• Anti-money laundering audits

• Supervisory controls reviews

• Compliance program design

• Assistance during a regulatory audit

Mr. Quinton has been engaged in the securities industry for over twenty five years in the areas of legal, compliance and financial operations.

• He has held the position of financial and operations principal and directed the compliance function for several broker-dealers.

• He held the position of CFO and general counsel for a financial services holding company in which he directed the compliance and financial operations activities for a broker/dealer subsidiary.

Mr. Quinton holds a juris doctor with distinction from the University of Oklahoma.