Barry Hollander, JD - Senior Consultant

Mr. Hollander provides both investment adviser and broker-dealer compliance solutions to SCA clients. Given his experience in the hedge fund industry, Mr. Hollander is acutely aware of the needs of investment managers and has the expertise to tailor policies and procedures to the specific requirements of those managers. Mr. Hollander has:

• developed comprehensive, customized compliance programs and trained compliance officers in their implementation;
• integrated his accounting background to consult with clients on internal controls and advise clients on identification of conflicts of interest and risk management conducted annual reviews and mock audits; and
• consulted in the area of electronic communications and advised SCA clients on the implementation of policies and procedures to comply with current FINRA and SEC Rules.

In the course of his professional career, Mr. Hollander has held positions that include:

• Public Accountant specializing in tax planning and strategy;
• Co-Manager of a real estate limited partnership; and
• CFO and CCO of an SEC registered hedge fund adviser, where he instituted and implemented policies and procedures for compliance with SEC rules for registered hedge funds.

Education

• B.S. Summa Cum Laude in Accounting from Brooklyn College
• Law degree from Fordham University School of Law