Cheryl K. Young, CRCP, CPA - President

Cheryl K. Young is President and Founder of Securities Compliance Advisors, LLC.

Cheryl Young is a graduate of the FINRA Institute-Wharton School Program for Certified Compliance and Regulatory Professionals (CRCP). She is one of only a handful of consultants to complete this rigorous 120-hour program for compliance professionals. She is also a Certified Public Accountant. Her professional career in the securities industry spans over twenty-five years.

Since 1996, she has been a regulatory consultant to broker-dealers and investment advisers located throughout the U.S. and around the world.

Her investment adviser clients include multi-national financial services companies, hedge fund managers, advisers to institutions and high net worth clients, advisers to mutual funds and retail-focused advisers. Her broker dealer clients engage in a broad range of activities, including general securities, investment company products, public finance, institutional equity, mergers and acquisitions, private placements, international securities, research, and investment banking.

Her prior industry positions include Chief Financial Officer, Chief Compliance Officer and VP of Corporate Finance.

Professional Designations

• Certified Regulatory and Compliance Professional
• Certified Public Accountant

Memberships

• National Society of Compliance Professionals
• Litigation Support Committee of the OSCPA (past member)
• Continuing Professional Education Committee of OSCPA (past member)

Licenses Held

• Financial and Operations Principal (S27)
• General Securities Principal (S24)
• General Securities Representative (S7)
• Uniform Securities Agent State Law Exam (S63)