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Securities Compliance Advisors, LLC

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David McBride
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David McBride

David McBride - Consultant

Mr. McBride has been with the firm since 2002 and is responsible for overseeing and managing all broker dealer, investment adviser and agent registrations for SCA’s clients. He has received extensive experience and training on the use of the WebCRD and WebIARD registration systems. His expertise also includes:
  • AML audits;
  • Supervisory Controls (3012) reviews;
  • State registration issues and filings;
  • Business Continuity Planning; and
  • Technology issues related to SCA’s clients' businesses.
His previous experience includes database management and administration, computer networking and software implementation for an international technology related company and web design consulting for companies in the financial services industry.

Certifications

  • Brainbench Internet Technology Fundamentals, 2009
  • CIW (Certified Internet Web Professional) v5 Associate Certification, 2009
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Contact SCA at: (866) 526-3555
Office Locations:
East Coast: New York, NY • West Coast: Santa Fe, NM • South: New Orleans, LA • Midwest: Oklahoma City, OKbottmbg
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