CEO - CRCP, CPA
President Cheryl Young, founder and President of SCA, has been consulting with investment advisers and broker-dealers for eighteen years on regulatory matters. Her expertise includes development of compliance programs, conducting SEC and FINRA mock inspections and managing regulatory inspections.
Managing Director, J.D.
Mr. Hollander provides both investment adviser and broker-dealer compliance solutions to SCA clients.
V. Keith Quinton
Director - J.D., CPA
Mr. Quinton is a senior consultant for SCA, where he provides compliance solutions to the firm’s broker-dealer and investment adviser clients.
Wendy Walter joined SCA in 2017 as Executive Assistant. She provides administrative support to our consulting staff and back office support for the firm.
Andrew E. Goldstein, J.D. is a senior consultant for SCA in New York. He has practiced securities law in the private and public sectors for more than thirty years.
Michael Heaton joined SCA with eight years of industry experience in broker dealer and investment adviser compliance.