SEC News

This feed contains the latest from the SEC.

SEC Updates Auditor Independence Rules

SEC Releases Agenda for October 26 Roundtable on Regulation Best Interest and Form CRS

SEC and CFTC to Hold a Joint Open Meeting on October 22

SEC Charges Andeavor for Inadequate Controls Around Authorization of Stock Buyback Plan

Board Member James G. Kaiser to Retire From the PCAOB; Contributed Substantially to PCAOB Strategic Plan and the Use of

SEC Appoints PCAOB Chief Auditor Megan Zietsman to PCAOB Board

SEC Awards $800,000 to Whistleblower

SEC Charges Brazilian Meat Producers With FCPA Violations

Tamara Brightwell Named Deputy Director of Division of Corporation Finance’s Disclosure Review Program

Jessica Kane Named Director of Division of Corporation Finance’s Disclosure Review Program

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