SEC News

This feed contains the latest from the SEC.

SEC Charges Consumer Loan Company With FCPA Violations

Lindsay McCord Named Chief Accountant in Division of Corporation Finance

SEC Charges Affiliated Advisers for Misrepresentations About Payment for Order Flow Arrangements

Enforcement Co-Director Steven Peikin to Depart

SEC Provides Transparency to the Process of Nominating Candidates to the Investor Advisory Committee

SEC Proposes to Improve the Retail Investor Experience through Modernized Fund Shareholder Reports and Disclosures

SEC Announces New Small Business Capital Formation Advisory Committee Members

Scott A. Thompson Named Associate Regional Director in Philadelphia Office

Pharmaceutical Company and Former Executives Charged With Misleading Financial Disclosures

SEC Charges Former Georgia State Legislator With Defrauding Investors in Ponzi Scheme

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