SEC News

This feed contains the latest from the SEC.

Actor Steven Seagal Charged With Unlawfully Touting Digital Asset Offering

G. Jeffrey Boujoukos, Director of the Philadelphia Regional Office to Leave the SEC

SEC to Hold National Compliance Outreach Seminar for Investment Companies and Investment Advisers

SEC Updates List of Firms Using Inaccurate Information to Solicit Investors

Wells Fargo to Pay $500 Million for Misleading Investors About the Success of Its Largest Business Unit

ICO Issuer Settles SEC Registration Charges, Agrees to Return Funds and Register Tokens As Securities

SEC Charges Global Alcohol Producer with Disclosure Failures

SEC Charges Real Estate Company and Executives With Defrauding Retail Investors, Obtains Emergency Relief

SEC Proposes to Modernize Key Market Infrastructure Responsible for Collecting, Consolidating, and Disseminating Securit

SEC Announces Nancy Sumption as Senior Advisor to the Chairman for Cybersecurity Policy

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