SEC News

This feed contains the latest from the SEC.

SEC Charges Owner of Film Distribution Company with Defrauding Publicly Traded Fund

SEC Announces Virtual Conference on Municipal Securities Disclosure

SEC Shuts Down Fraudulent Investment Adviser Targeting Senior Citizens

SEC Issues Agenda for May 27 Meeting of the Asset Management Advisory Committee

SEC Adopts Amendments to Improve Financial Disclosures about Acquisitions and Dispositions of Businesses

SEC Announces 2020 Small Business Forum, to Be Held Virtually

SEC Staff to Host July 9 Roundtable on Emerging Markets

SEC Charges Three Former KPMG Audit Partners for Exam Sharing Misconduct

SEC Adopts Amendments to the CAT NMS Plan to Improve Transparency and Financial Accountability

SEC Announces New Investor Advisory Committee Members

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