SEC News

This feed contains the latest from the SEC.

Credit Suisse to Pay Nearly $475 Million to U.S. and U.K. Authorities to Resolve Charges in Connection with Mozambican B

SEC Staff Releases Report on Equity and Options Market Structure Conditions in Early 2021

SEC Awards $40 Million to Two Whistleblowers

SEC Reopens Comment Period for Listing Standards for Recovery of Erroneously Awarded Compensation

SEC Modernizes Filing Fee Disclosure and Payment Methods

SEC Charges Hemp Company and Co-Founders With Fraud

SEC Highlights Investor Protection for World Investor Week 2021

SEC Charges Webcast Host for Role in Market Manipulation Scheme

SEC Charges Rogue Trader Who Bankrupted His Firm

SEC Charges Former Executives of Registered Investment Adviser with Fraud

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