SEC News

This feed contains the latest from the SEC.

SEC Awards Over $260,000 to Whistleblowers for Their Help in Spotting Securities Fraud

Marie-Louise Huth Named Chief Counsel in Division of Economic and Risk Analysis

SEC Wins Jury Trial in Layering, Manipulative Trading Case

SEC Issues Agenda for Nov. 12 Meeting of Small Business Capital Formation Advisory Committee

SEC Charges Adviser for Running Ponzi Scheme Targeting Haitian Community

SEC Division of Enforcement Publishes Annual Report for Fiscal Year 2019

SEC Proposes Amendments to Modernize Shareholder Proposal Rule

SEC Proposes Rule Amendments to Improve Accuracy and Transparency of Proxy Voting Advice

SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers

SEC Announces Extension of Temporary Measure to Facilitate Cross-Border Implementation of the European Union's MiFID II'

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