SCA has been providing compliance and regulatory services to the private fund industry for over 12 years. Our private fund consultants include former private fund compliance officers, SEC attorneys, and CPAs with a strong private fund background.
We offer a broad range of services designed to assist our private fund clients in managing their regulatory risk. Our services cover SEC and state registration, risk management, compliance program development/support, and regulatory advisory services. Our consultants are well versed in private fund manager compliance requirements under the Investment Advisers Act, the Investment Company Act, the Commodity Exchange Act, the Securities Act, the Securities Exchange Act and other applicable federal and state securities regulations. We work closely with our clients’ legal counsel to ensure that their compliance programs are comprehensive and cover all applicable legal and regulatory requirements.
Our private fund manager clients include venture capital, private equity, hedge funds, long only funds, and real estate funds – both onshore and offshore.